Group
Class

6411 Financial Asset Broking Services

Latest release
Australian and New Zealand Standard Industrial Classification (ANZSIC)
Reference period
2006 (Revision 2.0)

6411 Financial Asset Broking Services

This class consists of units mainly engaged in trading in stocks, shares or other financial assets on behalf of others, or in underwriting financial asset issues. Also included in this class are units mainly engaged in buying, selling and trading in mortgage documents for others.

Primary activities

  • Commodity futures broking or dealing (on a commission or transaction fee basis)
  • Financial asset broking service (on a commission or transaction fee basis)
  • Stock broking or trading (on a commission or transaction fee basis)
  • Trading of mortgages operation (on a commission or transaction fee basis)

Exclusions/References

Units mainly engaged in

  • investing money in financial assets such as shares, bonds, bills, etc, on own account are included in Class 6240 Financial Asset Investing; and
  • providing investment management or advisory services, or arranging home loans for others on a commission or fee basis, are included in Class 6419 Other Auxiliary Finance and Investment Services.
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