Defendants who were finalised for more than one offence will have counting rules applied to determine their principal method of finalisation, offence, sentence type and other characteristics for inclusion in data tables.
Sex
The categories used for defendant sex are: male, female, organisations, other and unknown. The number of defendants in the category of ‘other’ is currently not published due to small numbers and inconsistent use, though these defendants are included within the total.
Indigenous status
This publication presents data on the Indigenous status of defendants finalised in New South Wales, Queensland, South Australia and the Northern Territory. Based on ABS assessment, Indigenous status data for other states and territories are not of sufficient quality and/or did not meet ABS standards for national reporting in 2020–21. The ABS continues to work towards improving the quality and coverage of Indigenous status data for this collection.
Indigenous status data are based on information collected and recorded by police and transferred to courts systems (upon defendant initiation in the courts). The police information is based upon self-identification by the individual (or via a response from next of kin/guardian). As such, the quality of the Indigenous status data presented in this publication is dependent on police seeking and recording this information, and whether it can be transferred to the courts administrative systems.
Defendants proceeded against for traffic offences often do not have Indigenous status information recorded due to these offences usually being dealt with by road traffic authorities. As such, Dangerous or negligent operation of a vehicle (ANZSOC Subdivision 041) and Traffic and vehicle regulatory offences (ANZSOC Division 14) are excluded from Indigenous status tables and associated commentary presented in this publication.
Other offences that may be actioned by prosecuting agencies other than police (and therefore likely have low quality Indigenous status information), include: public order offences, offences against justice, and miscellaneous offences. This should be considered when comparing the Indigenous status of defendants for these offence categories.
Court levels
Data are reported at three court levels: Higher Courts, Magistrates’ Courts and Children’s Courts.
In this publication, the Higher Courts comprises the Supreme and Intermediate Courts. All states and territories have a Supreme Court that deals with the most serious criminal matters, generally referred to as an indictable offence (e.g. murder, manslaughter, serious sexual offences, assault, drug trafficking, robbery). The larger states (New South Wales, Victoria, Queensland, South Australia and Western Australia) also have an intermediate level of court, known as the District Court or County Court, which deal with most serious offences. All defendants that are dealt with by the Higher Courts have an automatic entitlement to a trial before a judge and jury. In some states and territories, the defendant may elect to have their matter(s) heard before a judge alone. Children treated as adults by the court may be included in the Higher Courts defendant counts.
The lowest level of Criminal Court is the Magistrates’ Court (also known as the Court of Summary Jurisdiction, Local Court or Court of Petty Sessions) which hears most criminal cases. Cases heard in the Magistrates’ Courts do not involve a jury – rather, a magistrate determines whether the defendant is guilty or not guilty. Children treated as adults by the courts may also be finalised in the Magistrates' Courts.
Each state and territory has Children's Courts to deal with offences alleged to have been committed by a child or juvenile. These courts mainly hear summary proceedings but do have the power to hear indictable matters in some states and territories. A person can only be charged with a criminal offence where they are aged 10 years or over. Defendants are considered to be a child/juvenile where they are under 18 years of age at the time they committed an offence. Prior to February 2018, defendants in Queensland were considered to be a child/juvenile by the courts where they were aged under 17 years.
Principal offence
The principal offence presented in this collection refers to the most serious offence (based on ANZSOC) associated with a finalised defendant. For defendants finalised with a single offence type, this is their principal offence.
For defendants with multiple offence charges finalised at the same time, the following are used to assign a principal offence:
For 2017–18 and prior years, the principal offence is based on the method of finalisation and NOI only. The 2020–21 publication introduced sentence type and length/amount to the principal offence allocation rule, for data from 2018–19 onwards.
Where a defendant has multiple charges, their principal offence is determined using a multi-step process. The first is to code the outcome for each offence to a method of finalisation group, which is then ranked as follows:
- Defendant deceased, unfit to plead, or not guilty by reason of mental illness
- Charges with guilty outcome
- Charges not proven
- Transfer of charges to other court levels
- Charges withdrawn
- Other non-adjudicated finalisation
- Unknown/not stated
The charge with the highest ranked method of finalisation group is allocated as the principal offence.
If there are multiple charges with the same method of finalisation group, the offence with the most serious sentence (based on the Sentence Type Classification) is allocated as the principal offence. If multiple charges received the same sentence type, the offence with the greatest sentence length/amount is allocated as the principal offence.
The NOI, which ranks offences according to perceived seriousness, is used to select the principal offence where there are multiple charges and they have the same method of finalisation group, sentence type and sentence length/amount.
For example, for a defendant with guilty outcomes for assault receiving a three-month sentence of custody in a correctional facility, and import of illicit drugs receiving a nine-month sentence of custody in a correctional facility, their principal offence would be import of illicit drugs. This is different from the methodology previously used, where the principal offence would be assault. Any charges for the same defendant withdrawn or not proven is not considered.
Method of finalisation
Method of finalisation refers to how a criminal charge is concluded by a criminal court. For defendants who had multiple charges with varying outcomes, the method of finalisation is assigned based on the following order of precedence:
- Defendant deceased
- Unfit to plead
- Not guilty by reason of mental illness/condition
- Guilty finding by court
- Charge proven n.f.d.
- Guilty plea by defendant
- Guilty ex parte (Magistrates’ Courts and Children’s Court only)
- Acquitted by court
- Charge unproven n.f.d.
- No case to answer at committal (Magistrates’ Courts and Children’s Court only)
- Charge unproven n.e.c.
- Committed for trial (Magistrates’ Courts and Children’s Court only)
- Committed for sentence
- Transfer between court levels
- Transfer to non-court agency
- Withdrawn by the prosecution
- Other non-adjudicated finalisation n.e.c.
- Unknown/not stated
Principal sentence
Defendants with more than one sentence type (for either a single offence or multiple offences) are assigned a principal sentence, which is intended to reflect the most serious sentence based on the hierarchy of the Sentence Type Classification.
Defendants can receive:
- A single sentence for a single offence with a guilty outcome
- A single sentence for multiple offences with a guilty outcome
- Multiple sentences for a single offence with a guilty outcome
- Multiple sentences for multiple offences with a guilty outcome
‘Global’ or multi-offence sentences refer to instances where a single sentence type applies to more than one offence. This sentencing practice is used in some states and territories and may result in overstated quantum information (i.e. sentence length or fine amount) for the associated offence (i.e. the quantum is actually associated with more than the one offence).
Concurrent sentences refer to sentences that commence at the same time, whereas cumulative sentences are served one after the other.
Compound (or ‘complex’) sentences can be broadly defined as sentences, served in the community, that include various components, elements, or conditions, such as program attendance, community work, drug or alcohol treatment, counselling and education. These sentences are becoming increasingly common across states and territories due to their flexibility, with judges/magistrates being able to tailor a sentence to suit the circumstances of an offender and the severity of their offences, whilst providing for both restitution and rehabilitative sentencing principles.
Given the flexibility of the conditions imposed as part of a compound sentence, there is currently no single sentence in the Sentence Type Classification that accurately and comparably reflects these sentences. Only the most serious component of a compound sentence is shown as the principal sentence. As such, sentence data presented in this publication should be interpreted with caution.
There are some differences in the availability and application of sentence types across states and territories, and over time (see ‘State and territory notes’), which should be taken into consideration when interpreting sentence data.
Sentence length and fine amount
The sentence length and fine amount data presented in this publication represents the most severe penalty dealt to a defendant with a guilty outcome. This is determined using the Sentence Type Classification and the largest sentence length, or fine amount dealt for that sentence.
There are some differences across states and territories in the sentence length data for ‘custody in a correctional institution’, due to whether the time a defendant spends in custody prior to sentencing (i.e. ‘time already served’) is included or not.
The following rules are applied in specific circumstances:
- For sentences with terms to be served concurrently or cumulatively, the sentence length or fine amount is the largest value associated with the principal sentence.
- For terms of imprisonment, the sentence length presented is the total period of the sentence imposed, not the 'minimum sentence' or non-parole period.
Sentence length data for partially suspended sentences reflects the full period (i.e. the period suspended and the period in custody).
Life and indeterminate sentences do not have a determined term and hence are excluded from mean and median sentence length calculations. However, from 2019–20 onwards, defendants with these sentences are counted within the category of sentence lengths ‘10 years and over’.
Duration
Duration is a measure of court timeliness, representing the time taken (in days) between the date a defendant’s case(s) was initiated in court and the date they ceased to be an item of work for the court as follows:
Duration = Date of finalisation – Date of initiation + 1