APPENDIX 2 INDIGENOUS ESTIMATED RESIDENT POPULATION - METHOD OF CALCULATION
INTRODUCTION
Estimated resident population (ERP) is the official measure of the population of Australia and the states and territories. Among other purposes, these estimates are used for determining the number of seats in the House of Representatives for each state and territory, and for the allocation of government funding. Estimated resident population is derived from the Census and from other sources of information including the Census Post Enumeration Survey (PES).
In addition to estimated resident population for the total population, the ABS produces estimated resident population by Indigenous status with the following categories:
- Aboriginal origin only
- Torres Strait Islander origin only
- Both Aboriginal and Torres Strait Islander origin
- non-Indigenous.
This Appendix outlines the method by which ABS adjusts the Census count to produce preliminary estimates of the Indigenous population. Final population estimates for 30 June 2006 by Indigenous status will be released in mid 2008.
THE CENSUS POST ENUMERATION SURVEY
While every effort is made to ensure full coverage of people and dwellings in Australia in the Census, inevitably small numbers of people will have been missed while others will have been counted more than once. In Australia more people are missed from the Census than are counted more than once. The net effect of overcount and undercount is called net undercount.
To measure net undercount of the Australian population, the ABS conducts the PES shortly after the Census. The PES is a sample survey that provides an independent check of Census coverage. In 2006, the survey had a sample of around 40,000 private dwellings (approximately 88,200 persons). In PES processing, the survey information from the PES dwelling is matched against corresponding Census forms for either the same Census dwelling, or for a dwelling nominated by the PES respondent as a likely Census Night address, to determine whether each resident of the PES household was counted in the Census. The PES also provides information about the consistency of data across the two collections.
The 2006 PES introduced several methodological changes including extending the scope of the survey to remote areas of Australia and discrete Indigenous communities. A new estimation method was also introduced. For more details on the PES, see Measuring Net Undercount in the 2006 Population Census, 2007 (cat. no. 2940.0.55.001) and Census of Population and Housing - Undercount (cat. no. 2940.0).
Net undercount
The PES estimate of the Indigenous population at the time of the 2006 Census was 513,977 people. This compares with the Census count for Australia (excluding Other Territories) of 454,799 Indigenous people. This Census count of Indigenous people excludes people whose Indigenous status was unknown in the Census (see below). The difference of 59,178 represents 11.5% of the PES estimate. The net undercount rate for the total population was 2.7%.
Net undercount by Indigenous status(a) - 2006 |
|  |
 | PES estimate(b) | Census count | Net undercount | Net undercount rate |  |
Indigenous status | no. | no. | no. | % |  |
|  |
Indigenous | 513 977 | 454 799 | 59 178 | 11.5 |  |
Non-Indigenous(c) | 19 888 482 | 19 398 174 | 490 308 | 2.5 |  |
Total | 20 402 459 | 19 852 973 | 549 486 | 2.7 |  |
|  |
(a) Excludes Other Territories. See Glossary. Other Territories were not in scope of the 2006 PES. |
(b) PES estimate of the population that should have been counted in the 2006 Census. |
(c) Includes Census records where Indigenous status was unknown becasue the Census form was not recieved or only partially completed. |
2006 Post Enumeration Survey and 2006 Census data |
UNKNOWN INDIGENOUS STATUS
There were 1,133,446 Census records (5.7% of the total Census count) with unknown Indigenous status in the 2006 Census. Of these, 29% were a result of item non-response, that is, the ABS received a partially completed Census form for the person but with the Indigenous status question unanswered. This resulted in an item non-response rate of 1.7%. The remaining and majority (71%) of records with unknown Indigenous status (4.1% of the total Census count) were a result of imputation by the ABS for people who were identified as resident in dwellings (both private and non-private) at the time of the Census but for whom no Census form was received. While some of the records with unknown Indigenous status will be for people of Aboriginal and/or Torres Strait Islander origin and others for non-Indigenous people, no imputation was made for Indigenous status on the Census file. For a detailed discussion of unknown Indigenous status in the 2006 Census see Chapter 2: Interpreting the data in this publication.
CALCULATING ESTIMATED RESIDENT POPULATION (ERP)
The estimated resident population for Australia, states and territories by age and sex, and by Indigenous status are compiled using the Census, PES and other demographic information.
The Census provides detailed information on the age and sex structure, and location of the population, but it misses some people who should have been counted in the Census. In addition, while Census records with unknown Indigenous status remain not stated on the Census file, for the purposes of population estimation they are allocated as either Indigenous or non-Indigenous according to the distribution of stated responses within each age group, sex, Census form type and geographic area.
The PES provides estimates of the number of people who should have been counted in the Census for states and territories by age group and sex, and for Indigenous status by state and territory. The PES estimates are used (by individual jurisdictions where sample size is sufficient, although in some cases jurisdictions have had to be grouped for ERP purposes) in conjunction with some minor demographic adjustments (designed to address any anomalies in age and sex composition) to adjust the Census counts to produce ERP.
PES estimates of net undercount for Indigenous persons in the 2006 Census were used at the national level and for five jurisdictional groups. These were:
- New South Wales/Australian Capital Territory
- Victoria/South Australia/Tasmania
- Queensland
- Western Australia
- Northern Territory
Some level of geographic grouping was considered necessary because of the high sampling error for some states/territories. The geographic level to which the 2006 PES results were disaggregated for ERP purposes was determined after consideration of the sampling error and possible bias resulting from the groupings. The Relative Standard Error (RSE) of the estimates of the Indigenous population in the five jurisdictional groups ranged from 3.5% for the Northern Territory to 7.3% for Western Australia. The RSE for Australia (excluding Other Territories) was 2.6%.
The PES estimates provided upper level constraints on the Indigenous populations of the five jurisdictional groups, and net undercount was distributed to individual states/territories by synthetic estimation, having regard to capital city/balance of state undercount for the total population by age and sex.
Indigenous net undercount by state/territory - 2006 |
|  |
 | PES estimate(a) |  |  |  |  |
 | Persons | Standard
Error (SE) | Relative Standard
Error (RSE) | Usual residence
Census count | Net
undercount | Net
undercount
rate |  |
State/territory groups | no. | no. | % | no. | no. | % |  |
|  |
New South Wales/Australian Capital Territory | 151 048 | 9 146 | 6.1 | 142 382 | 8 666 | 5.7 |  |
Victoria/South Australia/Tasmania | 73 380 | 4 337 | 5.9 | 72 467 | 913 | 1.2 |  |
Queensland | 145 843 | 6 087 | 4.2 | 127 580 | 18 263 | 12.5 |  |
Western Australia | 77 304 | 5 605 | 7.3 | 58 710 | 18 594 | 24.1 |  |
Northern Territory | 66 402 | 2 341 | 3.5 | 53 661 | 12 741 | 19.2 |  |
Australia(b) | 513 977 | 13 309 | 2.6 | 454 799 | 59 178 | 11.5 |  |
|  |
(a) PES estimate of the Indigenous population that should have been counted in the 2006 Census. |
(b) Excludes Other Territories. See Glossary. Other Territories were not in scope of the 2006 PES. |
2006 Post Enumeration Survey and 2006 Census data. |
Estimates of the Indigenous (and non-Indigenous) population were adjusted to include Australian residents temporarily overseas at the time of the Census in August 2006 and back-dated to the estimated resident population reference date of 30 June 2006 using data on births, deaths, and interstate and overseas migration. Estimates were also assumed for net undercount in Other Territories, which were added to the Census count of Indigenous people identified as being usually resident in those territories. At a national level, this resulted in a net increase from the 2006 PES estimate of 513,977 Indigenous people (excluding Other Territories) to the preliminary estimate of the resident Indigenous population at 30 June 2006 of 517,174 (including Other Territories), an increase of 3,197.
The Indigenous ERP for 30 June 2006 (517,174 persons) was higher than the August Census count (455,028). This difference (up 13.7% or 62,146 persons) represents the combined and net effects of Census net undercount (including people whose Indigenous status was unknown in the Census), residents temporarily overseas on Census Night, demographic adjustments, and back-dating to 30 June. The highest proportional increases from Census count to ERP were in Western Australia (up 32.7%) and the Northern Territory (up 24.1%). Preliminary estimates by state/territory for the four categories of Indigenous status (Aboriginal origin only, Torres Strait Islander origin only, Both Aboriginal and Torres Strait Islander origin, and non-Indigenous) are presented in table 1 in this publication.
Comparison of Census, PES and ERP, Indigenous population - 2006 |
|  |
 | Usual residence
Census count,
August 2006 | PES estimate, August
2006(a) | Indigenous ERP,
30 June 2006(b) | Difference
between ERP
and Census count | Percentage
increase from
Census count(c) |  |
State/Territory | no. | no. | no. | no. | % |  |
|  |
New South Wales | 138 507 | . . | 148 178 | 9 670 | 7.0 |  |
Australian Capital Territory | 3 875 | . . | 4 043 | 169 | 4.4 |  |
New South Wales/Australian Capital Territory | 142 382 | 151 048 | 152 221 | 9 839 | 6.9 |  |
Victoria | 30 143 | . . | 30 839 | 696 | 2.3 |  |
South Australia | 25 556 | . . | 26 044 | 488 | 1.9 |  |
Tasmania | 16 768 | . . | 16 900 | 132 | 0.8 |  |
Victoria/South Australia/Tasmania | 72 467 | 73 380 | 73 783 | 1 316 | 1.8 |  |
Queensland | 127 580 | 145 843 | 146 429 | 18 849 | 14.8 |  |
Western Australia | 58 710 | 77 304 | 77 928 | 19 218 | 32.7 |  |
Northern Territory | 53 661 | 66 402 | 66 582 | 12 921 | 24.1 |  |
Australia | 455 028 | (d)513 977 | 517 174 | 62 146 | 13.7 |  |
|  |
. . not applicable |
(a) PES estimate of the Indigenous population that should have been counted in the 2006 Census. |
(b) Preliminary. |
(c) The Census count is used as the denominator in this table whereas the PES population estimate is used as the denominator for net undercount. |
(d) Excludes Other Territories. See Glossary. |
2006 Post Enumeration Survey and 2006 Census data. |
Plans for further output
The preliminary Indigenous resident population estimates by state/territory provided in this publication will be further cross-classified by state and age group in the March quarter 2007 issue of Australian Demographic Statistics (cat. no. 3101.0) due for release in September 2007. Final resident population estimates by Indigenous status will be available in mid 2008 and released in a datacube spreadsheet (cat. no. 3238.0.55.001) on the ABS web site <www.abs.gov.au>. The datacube will present estimates at sub-state levels of geography. A time-series of Indigenous population estimates and projections will be released in August 2009 in Experimental Estimates and Projections, Aboriginal and Torres Strait Islander Australians, 1996 to 2016 (cat. no. 3238.0). This publication will also present an analysis of components of growth in the Indigenous population between 2001 and 2006.
Further reading
Census of Population and Housing - Undercount, 2006 (cat. no. 2940.0)
Information Paper: Measuring Net Undercount in the 2006 Population Census, 2007 (cat. no. 2940.0.55.001)
Australian Demographic Statistics Quarterly (cat. no. 3101.0)
Research Paper: An Estimating Equation Approach to Census Coverage Adjustment, May 2007 (cat. no. 1351.0.55.019)
Demographic Estimates and Projections: Concepts sources and methods, 1999 (cat. no. 3228.0)
Occasional Paper: Population Issues, Indigenous Australians, 1996 (cat. no. 4708.0)